Job Description
Job Description - Compliance Associate (4 month contract) (2401986)
Compliance Associate (4 month contract) - 2401986
At Raymond James, we develop, we collaborate, we decide, we deliver, and we improve together.
Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth management needs.
Compliance Associate
How does the role impact the organization?
Raymond James Ltd. is currently seeking experienced service, operational or administrative professionals who would enjoy not having a full-time commitment, and are open to temporary work assignments. This role can be remote-friendly for some assignments and may require you to come to office for some.
If you have a flexible time schedule, and are looking for casual office work, Raymond James Ltd. might be the right place for you. As assignments would be with various departments such as operations, finance, and our Vancouver or Montreal branch to name a few, you will develop skills and knowledge in demand in the financial industry. Assignments vary in duration, department and tasks. You will be contacted when needs arise and depending on your specific availability. Assignments can sometimes start as early as 6:30am or 7:00am.
What do we expect from you?
- Proficient in Microsoft Word, MS Excel, MS Outlook and MS PowerPoint; and
- French language is an asset but mandatory if you will be working from the Quebec province.
- Excellent customer-service skills; and
- Excellent verbal and written communication.
- Comfortable with working in an office environment;
- Open to receiving instructions and feedback;
- The ability to work in a team environment and demonstrate a professional and friendly manner;
- Prioritize and effectively manage time; and
- Be flexible and have willingness to assist others as required.
What can you expect from us?
Our most important investment is in people. Upon eligibility, Raymond James Ltd offers flexible workstyles, a competitive compensation and benefits package. Our benefits range from Health Benefits, RRSP Matching Program, Employee Stock Purchase Plan, Paid Time Off, Volunteer Days, Discretionary Bonuses, Tuition Reimbursement and many more! We also support internal promotion and community involvement.
What do we expect from you?
- Proficient in Microsoft Word, MS Excel, MS Outlook and MS PowerPoint; and
- French language is an asset but mandatory if you will be working from the Quebec province.
- Excellent customer-service skills; and
- Excellent verbal and written communication.
- Comfortable with working in an office environment;
- Open to receiving instructions and feedback;
- The ability to work in a team environment and demonstrate a professional and friendly manner;
- Prioritize and effectively manage time; and
- Be flexible and have willingness to assist others as required.
Educational/Previous Experience Requirements:
- Minimum 1 year of experience in a service, operational, or administrative role;
- Interest in the securities industry is a definite asset; and
- Previous experience using Dataphile is a definite asset.
We encourage our associates at all levels to:
- Grow professionally and inspire others to do the same
- Work with and through others to achieve desired outcomes
- Make prompt, pragmatic choices and act with the client in mind
- Take ownership and hold themselves and others accountable for delivering results that matter
- Contribute to the continuous evolution of the firm
At Raymond James – we honor, value, respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic self, our organization, clients and communities thrive, it is part of our people-first culture. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.
Here at Raymond James we demonstrate our commitment to ensuring equal opportunities for all candidates. To request accommodations, candidates are instructed to contact Human Resources via email at recruitment@raymondjames.ca. By reaching out to this email address, candidates can communicate their specific requirements and discuss the necessary accommodations they may need to participate fully in the recruitment process.
Raymond James Ltd. is a member of the Investment IndustryRegulatory Organization of Canada (IIROC) and of the Canadian Investor ProtectionFund (CIPF). Customers’ accounts are protected by the Canadian Investor ProtectionFund within specified limits. A brochure describing the nature and limits ofcoverage is available upon request or at . 3Macs, MacDougall,MacDougall & MacTier and Raymond James Correspondent Services are divisions ofRaymond James Ltd. Raymond James Ltd. is an integrated financial services firm. Itssubsidiaries, Raymond James Investment Counsel Ltd., Raymond James FinancialPlanning Ltd., Raymond James Trust (Canada) and Raymond James Trust (Québec) Ltd.are not members of the IIROC or the CIPF. Please consult each subsidiary’s webpagesfor applicable corporate, regulatory or membership information.www.cipf.ca
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